Transactions

Company Name: Tesoro Corp.

Business Description: Integrated petroleum producer and refiner

Transaction Type: Syndicated corporate bank loan

Private/Public: Private

Financing/M&A Sale Amount: $225.0 million multi-currency revolving and term loans

Company Name: The Southern Railway Company

Business Description: Integrated railroad operator

Transaction Type: Private placement

Private/Public: Private

Financing/M&A Sale Amount: $20.9 million of secured notes of Citico Realty Company (financing of Microwave Transmission Network)

Company Name: Kellogg Company

Business Description: Cereal and packaged food producer

Transaction Type: Public offering

Private/Public: Public

Financing/M&A Sale Amount: $75.0 million of ten year notes

Company Name: North American Philips Corp.

Business Description: Diversified electronics manufacturer

Transaction Type: Public cash tender offer

Private/Public: Public

Financing/M&A Sale Amount: Acquisition of all of the capital stock of The Magnavox Company

Company Name: Public Service Enterprise Group, Inc.

Business Description: Public utility

Transaction Type: Public offering of stocks and notes

Private/Public: Public

Financing/M&A Sale Amount: $1.0 billion aggregate offerings of common stock, preferred stock, medium term notes and mortgage bonds

Institutional Investors Trust

Company Name: Institutional Investors Trust

Business Description: Real Estate Investment Trust

Transaction Type: Public offering of debt

Private/Public: Public

Financing/M&A Sale Amount: $20.0 million senior subordinated debentures due 2003

Company Name: Hanson PLC

Business Description: One of Australia’s largest construction companies

Transaction Type: Strategic review and financial analysis and consulting

Private/Public: Public

Financing/M&A Sale Amount: NA

Company Name: Goodman Fielder Limited

Business Description: One of Australia’s largest food and baked goods companies

Transaction Type: Acquisition and strategic advisory and consulting

Private/Public: Public

Financing/M&A Sale Amount: NA

Western Mining Corp. Ltd.

Company Name: Western Mining Corp. Ltd.

Business Description: One of the world’s largest mining & natural resource companies.

Transaction Type: Acquisition and strategic advisory

Private/Public: Public

Financing/M&A Sale Amount: NA

Western Mining Corp. Ltd.

Company Name: Western Mining Corp. Ltd.

Business Description: One of the world’s largest mining & natural resource companies.

Transaction Type: Provided divestiture and financing advisory services for their oil & gas division, Greenhill Petroleum

Private/Public: Public

Financing/M&A Sale Amount: NA